- Research article
- Open Access
Filtered circular fingerprints improve either prediction or runtime performance while retaining interpretability
Journal of Cheminformatics volume 8, Article number: 60 (2016)
Even though circular fingerprints have been first introduced more than 50 years ago, they are still widely used for building highly predictive, state-of-the-art (Q)SAR models. Historically, these structural fragments were designed to search large molecular databases. Hence, to derive a compact representation, circular fingerprint fragments are often folded to comparatively short bit-strings. However, folding fingerprints introduces bit collisions, and therefore adds noise to the encoded structural information and removes its interpretability. Both representations, folded as well as unprocessed fingerprints, are often used for (Q)SAR modeling.
We show that it can be preferable to build (Q)SAR models with circular fingerprint fragments that have been filtered by supervised feature selection, instead of applying folded or all fragments. Compared to folded fingerprints, filtered fingerprints significantly increase predictive performance and remain unambiguous and interpretable. Compared to unprocessed fingerprints, filtered fingerprints reduce the computational effort and are a more compact and less redundant feature representation. Depending on the selected learning algorithm filtering yields about equally predictive (Q)SAR models. We demonstrate the suitability of filtered fingerprints for (Q)SAR modeling by presenting our freely available web service Collision-free Filtered Circular Fingerprints that provides rationales for predictions by highlighting important structural features in the query compound (see http://coffer.informatik.uni-mainz.de).
Circular fingerprints are potent structural features that yield highly predictive models and encode interpretable structural information. However, to not lose interpretability, circular fingerprints should not be folded when building prediction models. Our experiments show that filtering is a suitable option to reduce the high computational effort when working with all fingerprint fragments. Additionally, our experiments suggest that the area under precision recall curve is a more sensible statistic for validating (Q)SAR models for virtual screening than the area under ROC or other measures for early recognition.
(Q)SAR [(Quantitative) structure-activity relationship] models are effective tools to predict the biological or chemical activity of chemical compounds. The broad range of applications includes toxicity testing, where (Q)SAR modeling is an important alternative approach to lower the demand of in vivo animal testing. In drug design, lead compounds can be detected by applying (Q)SAR models for virtual screening, replacing extensive in vitro experiments . The major advantage of the computer-driven approach is that these in silico models are faster and save money compared to conservative testing methods . One of the drawbacks is that it is hard to understand the reasoning behind (Q)SAR model predictions: commonly (Q)SARs are built by training machine learning algorithms and therefore often resemble black boxes. However, interpretability of model predictions to discover a possible mode of action of the query compound is often demanded, e.g., by the OECD guidelines for valid (Q)SAR models . A precondition for interpretable predictions is to train and apply the model with explicable and meaningful features. It is hard to extract any knowledge in case the feature space is encoded in a complex way and the chemical or biological information that the feature values are based on is opaque. One type of such encoded features are folded fingerprints.
A fingerprint is a bit-wise string, that includes only zeros and ones, encoding absences and presences of structural fragments. Often, fingerprints are folded to a fixed length to yield a compact representation of a potentially large list of structural fragments . Folding introduces bit collisions, as the bit vector size is commonly much smaller than the number of features: multiple different fragments are assigned to the same position in a bit vector. The folding procedure is a one way transformation, i.e., it is not possible to distinguish between several structural features that have been mapped to a particular bit when having only the bit vector available. Bit collisions do not only remove interpretability, they also introduce ambiguity that could possibly deteriorate the prediction model. As an example, an important structural alert could be absent in a query compound. However, the query compound could possibly contain a completely different fragment that is assigned to the same bit position. Nevertheless, due to the sparsity of structural fragments (i.e., each fragment is usually missing in most of the compounds), folded fingerprints have been shown to work well in practice for building predictive (Q)SAR models (see below).
One category of structural fingerprints are the so-called circular fingerprints, which have already been introduced by Morgan in 1965 . Despite their name, circular fingerprints yield single, separate structural fragments (that could possibly be employed without a bit-wise fingerprint). The fragments have a circular shape: starting with an initial atom, each fragment is extended by taking neighboring atoms into account. An important parameter for the fragments is the diameter that relates to the number of bonds. Fragments with diameter zero describe only the centering atom, fragments with diameter two contain all immediate neighbors of the center, diameter four includes a second layer of neighbors, and so on. A possible representation of circular fingerprint fragments assigns a numeric ID to each fragment, that is created by adding up the IDs of the atoms included in the fragment. The exact information about atoms encoded in the IDs depends on the fingerprint type. A common type is extended-connectivity fingerprints (ECFPs) , where the numeric IDs includes a range of atomic properties (like, e.g., atomic number, charge, valence, number of heavy atom neighbors, whether the atom is included in a ring, and so on). The chance that different fragments have the same numeric ID (without applying folding) has been shown to be slim.Footnote 1 The fragments are mined separately for each molecule and can directly be mapped to the fingerprint bit vector by employing the numeric ID as hash-key. If folding is enabled, the numeric ID is reduced by multiples of the fixed bit vector length until it fits on the fingerprint (using the modulo operation). By default, fragments are enumerated without a support threshold (i.e., with a minimum frequency of 1).
Currently, there are two freely available cheminformatics libraries to mine ECFPs.Footnote 2 Even though folded fingerprints are regularly applied for model building [6, 7], many researchers agree that bit-collisions might have a negative effect on modeling. Accordingly, researchers often use unprocessed fingerprints (i.e., without folding) to build (Q)SAR models [8–10]. A comparison, which was restricted to a single dataset, showed that unprocessed fragments can improve modeling results using Logistic Regression . However, the same work stated the contrary for naive Bayes, unprocessed fingerprints for model building decreased the model performance. Additionally, in this study it was technically not feasible to build a random forest model due to the large amount of features. Rogers et al.  show that an adjusted version of naive Bayes can work well with unfolded fingerprints. Hence, naive Bayes is modified to employ only fragments that are present in the query compound for prediction and a correction term is introduced for infrequent features . Also limited to a single dataset is the work of Liu et al. , who show that different folding sizes of 512, 1024, and 2048 produce only marginal model predictivity differences.
Circular fingerprints have initially been introduced for similarity searching. For this application, it has been shown that using unprocessed instead of folded fingerprints provides only a small performance gain [15, 16]. Hu et al.  present an approach that improves search results by employing only fragments that are present in active compounds.
We present, to the best of our knowledge, the first comprehensive and systematic comparison of unprocessed and folded fingerprints for (Q)SAR modeling and virtual screening. Moreover, we show that reducing the amount of features with endpoint-specific (i.e., supervised) feature selection is superior to folding. Filtering reduces the computational effort for modeling (similar to folding), while improving the model predictivity by avoiding bit collisions. Additionally, feature selection has the positive effect of retaining the interpretability of features. We demonstrate this by presenting the freely available modeling web service CoFFer (Collision-free Filtered Circular Fingerprints) that provides rationales for predictions.
This work is structured as follows. In the remainder of the “Background” section, we still elaborate on the type of validation conducted in the paper. In particular, we argue that AUPRC (the area under precision recall curve) is a suitable validation measure for virtual screening. The results section compares the performance of (Q)SAR models built with unprocessed, folded and filtered circular fingerprints and introduces our prediction web service. Details of the experimental setup and implementation are provided in the “Experimental” section. Subsequently, we provide a conclusion before presenting the methods used in this work.
AUPRC (area under precision recall curve) as early recognition measure
A property of virtual screening datasets is the skewed class distribution: commonly, the number of active compounds is much lower than the number of inactives (in our context, also often referred to as decoys). Hence, accuracy is not a good option as predicting all or most compounds as inactive already yields a very high score.
The well known AUROC (the area under the receiver operating characteristic (ROC) curve) measure is based on ranking compounds according to their predicted probability of being active. y-axis and x-axis of the ROC curve are true positive rate (also named sensitivity or recall) and false positive rate . The area under the ROC curve usually ranges between 0.5 (random) and 1.0 (perfect), and has the nice property that it can be interpreted as the probability that a randomly drawn positive instance is ranked higher than a randomly drawn negative instance. However, AUROC has the drawback that all compounds within the ranking have equal weight, whereas in virtual screening, researchers are usually more interested in the compounds that are most likely active, and less interested in the compounds that are less likely active. Hence, early recognition measures like EF (enrichment factor) and BEDROC (Boltzmann-Enhanced Discrimination of ROC) have been developed [19, 20].
Enrichment factor (EF) compares the ratio of active compounds in the entire dataset to the ratio of active compounds within the top \(\chi \) ranked compounds . The researcher has to manually decide on a threshold \(\chi \) (often one or five percent is selected). EF is insensitive to changes that do not “cross” this threshold (e.g., the enrichment factor does not increase when the ranking improves within the top \(\chi \) percent). Moreover, the score is based on the original ratio of active compounds in the entire dataset and can hardly be used to compare predictions on datasets with different class distributions.
BEDROC is based on robust initial enhancement (RIE), which uses continuously decreasing exponential weight when ranking compounds according to estimated probability . It is bounded between 0 and 1. BEDROC has the drawback to depend on a parameter alpha that defines the exponential weight (and therefore its sensibility towards early recognition).
We here propose to use the area under the precision recall curve (AUPRC) as validation statistic. To the best of our knowledge it has not been used in virtual screening so far, even though it has been described as a more sensible measure on datasets with skewed class distributions [21–23] than the area under the ROC curve (AUROC). Moreover Davis et al.  show that, when comparing validation results, AUROC dominates if and only if AUPRC dominates and that algorithms that optimize AUROC not necessarily optimize AUPRC. Similarly to the ROC curve, the precision recall curve has the true positive rate (recall) as y-axis, however on the x-axis precision is employed (also referred to as selectivity or positive predictive values). For high probability values the curve is calculated with only few compounds as all true negative predictions are ignored by precision and recall. To this end, predictions with high probability have a higher influence on AUPRC than predictions with lower probability, which is desirable when analyzing virtual screening results.
As a drawback, the baseline of the area under the precision recall curve is equal to the ratio of active compounds in the dataset. In other words, the AUPRC score ranges between the ratio of active compounds (random prediction) and 1 (perfect prediction). This dependency of AUPRC hinders comparisons of margins of improvement between datasets with different class distributions and reduces the interpretability of AUPRC scores. Accordingly, the precision under the precision recall curve is neither “independent to extensive variables”  nor is its interpretation as intuitive as, e.g., AUROC scores. However, it full-fills other favorable characteristics of validation measures listed by Nicholls  as it has no free parameters, and can be estimated in a robust way providing confidence intervals . Overall, we consider AUPRC to be an appropriate measure for validating virtual screening experiments especially due to its suitability for skewed class distributions.
In Table 1, we give an artificial prediction example that demonstrates the above described properties of AUROC, EF, and BEDROC and outlines why AUPRC may be preferable in virtual screening.
Results and discussion
This section is divided into two parts. The first part compares model building results for folded, unprocessed, or filtered circular fingerprint fragments. The second part presents a freely available (Q)SAR prediction service that provides a rationale for each prediction based on un-folded, interpretable circular fingerprints.
Comparison of folded, unprocessed, and filtered circular fingerprints
The main result of this work is summarized in Table 2. Modeling with folded fingerprints is fast but removes interpretability and decreases the performance of prediction models. Employing unprocessed fingerprints (i.e., not restricting the number of features by folding) mostly yields better models with unambiguous features, while being slower due the increased number of features. Alternatively to folding, we apply supervised feature selection (as described in the “Methods” section) to limit the amount of fragments. Filtered fingerprints are fast, retain interpretability, and produce models with competitive predictivity (depending on the selected algorithm).
Initial results with default parameters
In this work, we have selected three well known machine learning algorithms: random forests, support vector machines, and naive Bayes. The algorithms are applied to a range of 76 datasets (see “Experimental” section). Initially, we have selected ECFPs (extended-connectivity fingerprints) with diameter four. The size of the folded fingerprint is 1024, which is the probably most commonly used bit-vector length. To ensure a fair comparison, we have applied our supervised filtering method to select 1024 features as well.
Figure 1 shows accuracy, the area under the ROC curve, enrichment factor, the area under the precision recall curve and the run-time for random forests. As already outlined before, accuracy is not a suitable validation measure for highly unbalanced virtual screening datasets. AUROC is very similar for the three feature types, even though it can be seen that folding is slightly worse than the other two feature types. This distinction is more evident for EF, and even more distinct when comparing results for the area under precision recall curves. The run-time required for mining features and training a model is multiple times higher if unprocessed fingerprints are used. Figure 1 also provides AUPRC scores for support vector machine models, which are higher when applying all fragments compared to filtered fragments (folding is clearly worst). This is due to the low number of selected features (1024), as shown below. Folded fragments produce support vector machines with the lowest predictivity. The bottom chart of Fig. 1 shows a different result for naive Bayes. Here, the best models can be created with filtered fragments, whereas unprocessed fragments create the worst models. As already indicated in the introduction, naive Bayes cannot cope with many sparse and redundant features.
For the experimental results shown in Fig. 2 we increase the bit-vector length from 1024 to 2048. The figure shows the average margin of improvement or degradation in AUROC, AUPRC and model building run-time. Again, the area under the precision recall curve is more sensible than the area under the ROC curve. Applying folded instead of unprocessed fingerprints reduces predictivity of random forest and support vector machine models (\(\Delta \) AUPRC: \(-0.04\) and \(-0.05\)), whereas naive Bayes profits from the more compact feature representation (\(\Delta \) AUPRC: \(+0.45\)). Building models with folded fingerprints is up to 5.51 times faster. Filtering yields better results than folding for all algorithms (\(\Delta \) AUPRC: ranging from \(+0.03\) to \(+0.05\)). When comparing filtering to unprocessed fragments, random forest models have on average equal performance, naive Bayes models are much more predictive (\(\Delta \) AUPRC: \(+0.5\)), whereas support vector machines are slightly worse (\(\Delta \) AUPRC: \(-0.03\)). In general, employing the area under the ROC curve instead of the area under the precision recall curve for the comparison leads to equal trends, yet smaller differences.
Modifying the number of selected features, the diameter and the fingerprint type
The number of bit collisions introduced by folding decreases with rising bit-vector size, as shown in Table 3. Moreover, the number of unprocessed fragments increases with increased diameter of the circular fragments: encoding only single atoms (diameter zero) yields on average 57 fragments on our datasets, whereas about 80 thousand fragments are found with diameter six.
Figure 3 presents modeling results with variable bit-vector size for ECFP4, by providing win-loss statistics for AUPRC for all 76 datasets. Obviously, the higher the number of features, the lower is the difference between unprocessed features and filtered or folded fragments. The superiority of filtering over folding is especially evident for small bit-vector lengths. For random forests and support vector machines, applying unprocessed features works very well. For random forests, filtering yields about equally good results when using e.g. 2048 filtered compared to unfiltered fragments (36 wins and 39 losses, 1 loss significant). Support vector machines are best when trained with unprocessed fragments, e.g., the degradation is significant for 26 datasets when using 2048 filtered features compared to all, unprocessed features. Naive Bayes fails to build predictive models with unprocessed (sparse) features. Hence, folding improves its performance (compared to unprocessed fingerprints). However, filtering with bit-vector length 1024 yields the overall best models naive Bayes models in this setup.
Moreover, we compare ECFP diameter 4 to diameters 0, 2, and 6 using raw features and filtering with size 1024 (in Fig. 4). Even though the best diameter setting depends on the particular dataset, diameter 4 works in general best for random forests and naive Bayes, whereas diameter 6 works slightly better for SVMs. Functional class fingerprints (FCFPs) are a variant of ECFPs that are less precise and describe substructures according to their role in pharmacophores. Accordingly, FCFPs produce less features and therefore less bit collisions (see supplementary file). However, ECFPs work in general better for model building, as shown in Fig. 5.
Parameter optimization for each dataset
In order to train a highly predictive model for each dataset, we optimize the features and model algorithms including their parameters. To not over-fit the dataset and to obtain a realistic predictivity estimate, we add a nested level of cross-validation [26, 27]. Detailed information is given in the “Experimental” section. On most datasets, the best model could be built by optimizing support vector machines (see Table 4). The predictivity estimates for our final models can be found in the supplementary material. Our models compare well to published work on the same datasets. Regarding the subset of 7 balanced datasets, our approach outperforms existing studies [28–31] or yields equally predictive models . The latter work also trained highly optimized support vector machines on the 16 MUV (Maximum unbiased validation) datasets and produced models with similar AUROC to our models (7 wins, 8 losses, 1 draw). Additionally, we examined results of a consensus modeling study  that was applied to all 69 virtual screening datasets used in that work. (All datasets are included in a bench-marking platform provided by the same authors ). However, completely differing validation techniquesFootnote 3 render a comparison impossible and our approach yielded a higher area under the ROC curve in 66 out of 69 cases. Please also refer to the supplementary material for details on the comparison to the other methods.
CoFFer—a prediction web service with interpretable predictions
We created a prediction web service to demonstrate the feasibility and utility of the previously described filtering approach. The web service is called CoFFer (Collision-free Filtered Circular Fingerprints). It is open-source. A freely available prototype is running at http://coffer.informatik.uni-mainz.de. It offers 76 (Q)SAR models that can be applied to untested query compounds. The service ranks and highlights the circular fingerprint features that have been used by the (Q)SAR model to help interpreting the prediction result.
Figure 6 assembles screen-shots of the web service to outline the work flow. The entry page (A) lists the available (Q)SAR models and allows predicting a compound (provided as SMILES) for all endpoints simultaneously (A \(\rightarrow \) B). Alternatively, the researcher can handpick a model, to inspect its properties (A \(\rightarrow \) C) before predicting a query compound (C \(\rightarrow \) D). The information given alongside a model prediction includes two lists of fragments, containing present and absent fragments within the query compound (D1+D2). We have developed a ranking scheme for fragments to show fragments at the top that have the highest influence on the prediction. Fragments that have a deactivating effect on the prediction are colored in blue, activating fragments are colored in red. Additionally, atoms and bonds of the query compound are colored by summarizing the effect of single fragments (which are present in the query compound). Ranking and highlighting methods are described in the “Methods” section. Additionally, each model determines whether the query compound belongs into its applicability domain  (B, D). We employ a distance-based approach that rejects a query compound if the Tanimoto distance to its three most similar training dataset structures is too high.Footnote 4
The example prediction provided in Fig. 6 employs a random forest model that was built on the NCTRER dataset, hence, it predicts whether a compound binds to the estrogen receptor. The predicted compound is already included in the training dataset, as indicated on the prediction result page (D). The top ranked absent fragment that is shown by our service is a pattern matching a phenolic ring (D2). The service marks this fragment as activating, stating that this compound would be classified as active if the compound would match this fragment. This resembles findings by Fang et al.  that have developed a rule set for the identification of estrogen receptor ligands. They state that a phenolic ring is an important precondition for a ligand. Moreover, Fang et al. outline that a rigid structure is important for a successful binding. Similarly, our highest ranked present fragment is an aliphatic carbon with two single bonds (D1), a fragment that occurs twice in this compound and makes it very flexible. Our service renders this fragment as deactivating, as the query compound would be predicted as active with increased probability if this fragment would not match the query compound.
Finally, the CoFFer web service provides information about the occurrence of the employed fingerprint features in the training dataset (E). Here, the phenolic ring pattern matches 92 compounds, 87 of these compounds are estrogen receptor ligands.
The 76 datasets selected for this study are listed in Table 5. They include 69 benchmark datasets for virtual screening provided by Riniker et al. . To enlarge and widen the range of datasets, we added 7 balanced datasets (i.e., datasets with about equal amount of active and inactive class values).
Algorithms and validation
We have used the machine learning library WEKA  (v3.7.13) for modeling and selected three well known classifiers: random forests , naive Bayes  and support vector machines . A 3-times repeated tenfold cross-validation has been applied to compare folded, filtered and unprocessed features sets (employing default algorithm parameters without optimization). Filtering of fragments has been carried out within the training data fold of each cross-validation to avoid information leakage. Significance tests have been performed with a corrected paired t test with a p value threshold of 0.05 .
To build the most predictive model for each dataset, we optimized support vector machine parameters and selected the best number of features (see Fig. 4). In order to avoid estimating an over-optimistic validation score, we applied a nested \(3 \times 3 \times 10\)-fold cross-validation. Model selection is performed on the inner cross-validation loop, and the predictivity estimate of the selected model is evaluated with the outer cross-validation loop. To limit the huge computational effort of nested cross-validation, we fixed fingerprint type and diameter to ECFP4. Within the inner loop of the nested cross-validation we selected the number of fingerprint fragments (1024–8192) and the best parameters for support vector machines. We tested c-values 1, 10, and 100 with a linear kernel and a radial basis function (RBF) kernel. Additionally, gamma values 0.001, 0.01 and 0.1 are tested for the RBF kernel. Random forests and naive Bayes have been applied with default parameters (which is 100 trees for the random forest algorithm). See Additional file 2 for detailed results. The HPC cluster of Johannes Gutenberg Universität Mainz, Mogon, made this computationally extensive evaluation feasible.
This work has been implemented in the Java programming language. It is divided into four packages that are available as open-source libraries on GitHub (see https://github.com/kramerlab). Moreover, the libraries are organized as maven package and can easily be integrated into other packages.
- cdk-lib :
provides mining and filtering of circular fingerprints. It is based on the implementation of circular fingerprints in the chemistry development kit (CDK) . Our library adds different bit-vector lengths as well as our filtering approach. Moreover, we provide a depiction functionality to draw a circular fingerprint fragment within a compound.
- weka-lib :
extends the machine learning framework WEKA with a nested cross-validation and basic ranking functionalities to sort features according to their influence on a prediction.
- cfp-miner :
is based on the previous libraries and allows to build and validate (Q)SAR models with circular fingerprint fragments.
- coffer :
provides the Apache CXF implementation of the CoFFer web service (currently running here: http://coffer.informatik.uni-mainz.de). Additionally to the graphical user interface, it has a REST interface that simplifies the integration of our service into other frameworks and is compliant with the OpenTox API . Moreover, our web service accesses PubChem and ChEMBL to provide additional information for the predicted compounds, and maintains links to sources of modeled endpoints and datasets.
Circular fingerprints can be applied to yield highly predictive (Q)SAR models. Commonly, either unprocessed fingerprints or folded fingerprint fragments are employed, even though the latter introduces bit collisions. This work provides a comprehensive comparison between folded and unprocessed fingerprints. We show that folding improves the model building run-time but yields slightly (yet often significant) less predictive models. Unprocessed fingerprints have also the advantage of retaining interpretability of structural fragments. We introduce a supervised filtering approach, that combines the advantages of both methods: it produces a smaller, less redundant set of interpretable structural features, reduces the computational effort for model building, and yields predictive models. For the presented validation study, we selected the area under precision recall curve (AUPRC) as validation measure. This statistical measure is preferable to the commonly used area under ROC, as it has the advantage of being more sensible to predictions of compounds that are predicted as active with high probability. Moreover, we present a prediction web service that showcases our approach and provides rationales for predictions. To this end, we developed a technique to rank the structural fragments according to their influence on the prediction. The model service is open-source, freely available and can be accessed directly with the browser or with a REST interface.
In the future, we plan to integrate the prediction models into the OpenTox service ToxPredict . Additionally, filtered circular fingerprints could be incorporated into our 3D-space mapping and visualization tool CheS-Mapper .
Filtering fingerprints with supervised feature selection
We apply supervised feature selection to limit the amount of circular fingerprint fragments as an alternative to folding. The main advantage of this method is that bit-collisions are avoided. Hence, well-defined structural fragments that are either present or absent in a query compound are employed as features for the (Q)SAR model. The input for our method is a list of fragments (x-values) and the endpoint (y-values) of the training set compounds. The output is a reduced number of x-values, i.e., the number of columns in the training dataset decreases.
The high-level pseudo-code for our method is given in Table 6. After stripping compounds that match only a single compound, we remove non-closed fragments. In the context of graph mining, a fragment is not closed if there exists a sub-fragment that matches the exact same set of compounds. Closed fragment mining has been shown to be an effective way to greatly reduce the number of features and decrease redundancy . Subsequently, if the number of fragments is still to large, supervised feature selection is applied using a \(\chi ^2\) filter. Hence, features that have no measurable correlation to the target endpoint are removed. This supervised feature selection method for molecular fragments has been successfully applied (and is nicely explained) by Maunz et al. . The implementation of our filter method for circular fingerprints is freely available as described in the “Experimental” section above.
Ranking of structural fragments that are used as (Q)SAR prediction features
Our method ranks features according to their contribution to a particular (Q)SAR model prediction. Subsequently, the most important present and absent substructures in the query compound can be presented to the user and aid in understanding the (Q)SAR model and in deriving a mechanistic interpretation. The input for our method is a classifier for binary class values (e.g. active and inactive), a query compound, and the structural features to be ranked. The result of our method is a ranking of features. Additionally, the features are divided into two lists of fragments that are either present or absent in the query compound. Moreover, it is determined whether a feature has an activating or deactivating effect on the prediction. An example is given in the result section [see (D1) and (D2) in Fig. 6].
The importance of a feature is computed by swapping the feature value of the fragment and re-classifying the compound. The features are ranked according to the absolute value of the difference in predicted probability. The prefix of the change is used to tag the feature as activating or deactivating: a feature is marked as activating if it is originally present in the compound and a re-classification with swapped feature value leads to a lower probability of being active. Also, a feature is marked as activating if it was originally absent in the query compound and the predicted probability with swapped feature value leads to a higher probability to be active. Otherwise, we consider the feature to be deactivating.
When swapping feature values for a fragment, the method takes the compound structure into account. If the evaluated fragment is originally present in a compound, its super-fragments (that extend this fragment) will be switched off as well when evaluating the importance of the fragment. Additionally, sub-fragments that are included in this fragment and do not match the compound at a different location are disabled. Accordingly, if the evaluated fragment is originally absent in the compound and is switched on for evaluation, then all sub-fragments (that are contained within this fragment) are switched on simultaneously.
A drawback of this method is that it might be computationally extensive for large feature sets and slow prediction algorithms (like, e.g., instance based or local models). The main advantage of our method is that it is model independent, i.e., it can be applied with any classifier that provides a probability estimate for a prediction. Moreover, even though we only use it for binary class values, the method can easily be extended to multi-class problems or quantitative prediction (i.e., regression).
A similar approach that computes the most important structural fragment for a single prediction of a query compound has been presented by Ahlberg et al. . Like our approach, this method evaluates the importance of each feature by re-predicting the query compound with a modified feature vector. Our method has binary feature values (a sub-structure does either match or not match a compound), whereas the method by Ahlberg et al. is based on numeric feature values, counting the number of occurrences of a sub-structure. Accordingly, our approach toggles the feature value for estimating the importance of a particular feature, whereas the other method increases the count. Moreover, the method by Ahlberg et al. does not take dependencies between structural features into account (e.g., the count of \(N-C\) is increased but not the count for N), and absent fragments are not tested.
Coloring of compound fragments
We depict a circular fingerprint fragment by highlighting the atoms that match this fragment within a compound. Activating fragments are colored in red, deactivating fragments are colored in blue [see (D1) and (D2) in Fig. 6].
Additionally, we highlight activating and deactivating parts within the query compound. Hence, the weight of each present fragment (i.e., the difference in predicted probability when the feature was swapped) is summed up for all atoms and bonds that match the fragment. The weight is positive for activating and negative for deactivating fragments. Subsequently, the summed-up weights are used as input for a color gradient that ranges from blue (deactivating) to white (neutral) to red (activating).
The implementation of the depiction is based on the CDK and freely available (see “Experimental” section).
The collision rate of unfiltered fingerprints is 0.025% for 1 million features .
Currently, only RDKit (http://www.rdkit.org) and CDK  provide the computation of ECFP fingerprints (among other types of fingerprints). Open Babel  allows calculating MOLPRINT 2D circular fingerprints . The fingerprinting functionalities of the Indigo Toolkit (http://lifescience.opensource.epam.com/indigo) are tree based.
In , a 50-times repeated holdout validation is performed, using 20% of the compounds for training and 80% as test set. Thus, the models are build on a relatively small amount of the data, which explains the reduced predictivity compared to our approach. Although, the disadvantage of small training datasets was compensated to a degree by increasing the relative amount of active compounds in the training dataset compared to the test dataset.
Our applicability domain evaluation is based on the distance measure D(c), which is defined as the mean Tanimoto distance to the three nearest neighbors in the training dataset (computed with the same structural fragments that are employed by the respective (Q)SAR model). The distance D(c) is computed for each training compound and the thus created distribution is fitted to a normal distribution. To evaluate a query compound, we compute the cumulative probability \(P(X \le x)\) of its distance D(c), which resembles the probability that a randomly selected training distance is less than or equal to the query compound distance. The query compound is accepted if P is less than or equal to 0.95.
Collision-free Filtered Circular Fingerprints
(quantitative) structure-activity relationship
functional class fingerprint
receiver operating characteristic
area under ROC curve
Boltzmann-Enhanced Discrimination of ROC
area under precision recall curve
chemistry development kit
representational state transfer
radial basis function
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Both authors devised the approach. MG implemented the approach and the web service and wrote this article. SK provided valuable guidance and insight throughout the complete project. Both authors read and approved the final manuscript.
The authors declare that they have no competing interests.
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Gütlein, M., Kramer, S. Filtered circular fingerprints improve either prediction or runtime performance while retaining interpretability. J Cheminform 8, 60 (2016). https://doi.org/10.1186/s13321-016-0173-z
- Virtual screening
- Feature selection